| Time of Trade |
Security Description |
Maturity Date |
Coupon |
Price |
Yield |
Trade Amount |
Trade Type |
| 4:30pm |
Suffolk Cnty N Y Wtr Auth Ref-sub Lien |
2010-Jun |
5.000% |
101.362 |
2.501 |
$15,000 |
Investor bought |
| 4:26pm |
Broome Cnty N Y Prerefunded |
2010-Apr |
5.300% |
101.818 |
1.000 |
$55,000 |
Investor bought |
| 4:19pm |
New York St Pwr Auth Rev Ser A |
2010-Nov |
3.125% |
100.500 |
2.619 |
$5,000 |
Investor sold |
| 4:15pm |
New York N Y Cap Apprec-ser D |
2010-Feb |
N/R |
98.750 |
5.768 |
$10,000 |
Investor bought |
| 3:55pm |
Hempstead Town N Y Indl Dev Ref-amer Ref-fuel Pj |
2010-Dec |
5.000% |
100.000 |
N/R |
$85,000 |
Investor bought |
| 3:54pm |
Wappingers Cent Sch Dist N Y Bd Antic Nts |
2010-Jul |
2.000% |
100.668 |
1.001 |
$100,000 |
Investor bought |
| 3:53pm |
Hempstead Town N Y Indl Dev Ref-amer Ref-fuel Pj |
2010-Dec |
5.000% |
99.500 |
N/R |
$85,000 |
Investor sold |
| 3:39pm |
New York St Environmental Facs Revolving Fds-mun Wtr Fin-c |
2010-Jun |
3.500% |
101.521 |
0.951 |
$100,000 |
Investor sold |
| 3:31pm |
Candor N Y Cent Sch Dist Ref |
2010-Jun |
4.125% |
101.235 |
N/R |
$5,000 |
Inter-dealer |
| 3:31pm |
Candor N Y Cent Sch Dist Ref |
2010-Jun |
4.125% |
101.000 |
2.409 |
$5,000 |
Investor sold |
| 3:24pm |
Oyster Bay N Y Ref-pub Impt |
2010-Mar |
3.500% |
100.763 |
1.250 |
$10,000 |
Investor bought |
| 3:24pm |
New York N Y Ser B |
2010-Aug |
5.000% |
103.291 |
0.413 |
$420,000 |
Investor bought |
| 3:23pm |
New York St Urban Dev Corp Rev Zero Cpn-ref-correctional Facs |
2010-Jan |
N/R |
99.770 |
1.565 |
$15,000 |
Investor bought |
| 3:23pm |
New York St Pwr Auth Rev Ser A |
2010-Nov |
3.125% |
101.946 |
1.178 |
$25,000 |
Investor sold |
| 3:22pm |
New York N Y City Transitional Ref-future Tax Secd-sr-ser A-1 |
2010-Nov |
5.000% |
103.449 |
1.405 |
$15,000 |
Investor sold |
| 3:21pm |
Fredonia N Y Cent Sch Dist Ref |
2010-Jun |
3.500% |
100.646 |
2.315 |
$10,000 |
Investor sold |
| 3:21pm |
Port Auth N Y & N J Cons-one Hundred Thirty Sixth |
2010-Nov |
5.250% |
102.831 |
2.280 |
$10,000 |
Investor bought |
| 3:18pm |
New York St Environmental Facs Revolving Fds-2nd Resolution-i |
2010-Jun |
3.000% |
101.364 |
0.685 |
$250,000 |
Investor sold |
| 3:15pm |
Newburgh N Y |
2010-Nov |
4.000% |
102.611 |
N/R |
$74,750 |
Investor bought |
| 3:03pm |
Broome Cnty N Y Prerefunded |
2010-Apr |
5.300% |
101.543 |
N/R |
$55,000 |
Inter-dealer |
| 3:03pm |
Broome Cnty N Y Prerefunded |
2010-Apr |
5.300% |
101.643 |
N/R |
$55,000 |
Inter-dealer |
| 3:03pm |
Broome Cnty N Y Prerefunded |
2010-Apr |
5.300% |
101.418 |
1.929 |
$55,000 |
Investor sold |
| 3:03pm |
Broome Cnty N Y Prerefunded |
2010-Apr |
5.300% |
101.543 |
N/R |
$55,000 |
Inter-dealer |
| 2:57pm |
Port Auth N Y & N J Cons-one Hundred Thirty Sixth |
2010-Nov |
5.250% |
102.403 |
2.735 |
$5,000 |
Investor sold |
| 2:45pm |
Port Auth N Y & N J Cons-one Hundred Thirty Sixth |
2010-Nov |
5.250% |
102.403 |
2.735 |
$5,000 |
Investor sold |
| 2:41pm |
New York N Y Ser E |
2010-Nov |
5.000% |
104.400 |
N/R |
$75,000 |
Inter-dealer |
| 2:41pm |
New York St Loc Govt Ref-sr Lien-ser A |
2010-Apr |
5.000% |
101.301 |
N/R |
$75,000 |
Inter-dealer |
| 2:41pm |
New York St Loc Govt Ref-sr Lien-ser A |
2010-Apr |
5.000% |
101.301 |
1.671 |
$75,000 |
Investor sold |
| 2:41pm |
New York N Y Ser E |
2010-Nov |
5.000% |
104.400 |
0.484 |
$75,000 |
Investor sold |
| 2:41pm |
New York N Y Ser B |
2010-Aug |
5.000% |
103.212 |
0.520 |
$75,000 |
Investor sold |
| 2:40pm |
New York N Y Ser B |
2010-Aug |
5.000% |
103.212 |
0.520 |
$25,000 |
Investor sold |
| 2:39pm |
New York St Loc Govt Ref-sr Lien-ser A |
2010-Apr |
5.000% |
101.401 |
N/R |
$75,000 |
Inter-dealer |
| 2:39pm |
New York N Y Ser E |
2010-Nov |
5.000% |
104.500 |
N/R |
$75,000 |
Inter-dealer |
| 2:32pm |
Attica N Y Bd Antic Nts |
2010-Nov |
1.600% |
100.494 |
1.100 |
$300,000 |
Investor bought |
| 2:28pm |
Ravena Coeymans Selkirk N Y Bd Antic Nts |
2010-Nov |
1.600% |
100.594 |
1.000 |
$300,000 |
Investor bought |
| 2:24pm |
New York N Y City Transitional Ref-future Tax Secd-ser B |
2010-Feb |
5.000% |
100.649 |
2.001 |
$15,000 |
Investor sold |
| 1:49pm |
Albany Cnty N Y |
2010-Sep |
4.000% |
102.678 |
0.800 |
$200,000 |
Investor sold |
| 1:48pm |
Suffolk Cnty N Y Wtr Auth Ref-sub Lien |
2010-Jun |
5.000% |
99.697 |
5.558 |
$15,000 |
Investor sold |
| 1:45pm |
New York N Y Unrefunded Balance-ser D |
2010-Aug |
4.875% |
100.634 |
2.867 |
$25,000 |
Investor bought |
| 1:45pm |
Suffolk Cnty N Y Wtr Auth Ref-sub Lien |
2010-Jun |
5.000% |
99.696 |
N/R |
$15,000 |
Inter-dealer |
| 1:45pm |
Bethlehem N Y Cent Sch Dist |
2010-Jan |
3.500% |
100.479 |
0.750 |
$500,000 |
Investor bought |
| 1:43pm |
Suffolk Cnty N Y Wtr Auth Ref-sub Lien |
2010-Jun |
5.000% |
100.696 |
N/R |
$15,000 |
Inter-dealer |
| 1:37pm |
Bethlehem N Y Cent Sch Dist |
2010-Jan |
3.500% |
100.459 |
0.863 |
$500,000 |
Investor sold |
| 1:27pm |
New York St Dorm Auth Revs Non St Lukes Roosevelt Hosp-fha |
2010-Feb |
3.750% |
100.028 |
3.608 |
$50,000 |
Investor sold |
| 1:25pm |
New York St Dorm Auth Revs City Univ Sys-ser C-fgic-tcrs |
2010-Jul |
7.500% |
104.340 |
0.650 |
$280,000 |
Investor bought |
| 1:21pm |
Hamburg N Y Cent Sch Dist Ref |
2010-Jun |
3.500% |
100.957 |
1.750 |
$30,000 |
Investor bought |
| 1:21pm |
Hamburg N Y Cent Sch Dist Ref |
2010-Jun |
3.500% |
100.847 |
1.950 |
$30,000 |
Investor sold |
| 1:06pm |
New York St Ref-ser F |
2010-Sep |
5.250% |
100.884 |
0.300 |
$150,000 |
Investor bought |
| 1:04pm |
Otsego Cnty N Y Pub Impt |
2010-Nov |
3.750% |
102.052 |
1.689 |
$25,000 |
Investor sold |
| 12:53pm |
Elba N Y Cent Sch Dist Ref |
2010-Jun |
3.000% |
101.234 |
N/R |
$270,000 |
Investor bought |