| Time of Trade |
Security Description |
Maturity Date |
Coupon |
Price |
Yield |
Trade Amount |
Trade Type |
| 12:30pm |
New York N Y Ser K |
2010-Aug |
2.000% |
100.953 |
0.571 |
$140,000 |
Investor bought |
| 12:24pm |
New York N Y Ser E-xlca-icr |
2010-Aug |
5.500% |
103.329 |
0.571 |
$150,000 |
Investor bought |
| 12:24pm |
New York N Y Ser E-xlca-icr |
2010-Aug |
5.500% |
103.210 |
0.742 |
$150,000 |
Investor sold |
| 12:23pm |
New York St Hsg Fin Agy Svc Ref-ser K |
2010-Sep |
5.000% |
103.446 |
0.701 |
$500,000 |
Investor bought |
| 12:23pm |
New York N Y Ser I |
2010-Aug |
5.000% |
103.023 |
0.471 |
$315,000 |
Investor bought |
| 12:22pm |
Sweet Home Cent Sch Dist N Y Ref-ser A |
2010-Jan |
4.000% |
100.437 |
0.494 |
$225,000 |
Investor sold |
| 12:22pm |
New York St Ref-ser C |
2010-Apr |
3.250% |
101.047 |
0.451 |
$100,000 |
Investor bought |
| 12:22pm |
New York N Y Ser I |
2010-Aug |
5.000% |
102.951 |
0.576 |
$315,000 |
Investor sold |
| 12:21pm |
Suffolk Cnty N Y Ref-ser B |
2010-May |
5.000% |
101.886 |
0.492 |
$150,000 |
Investor sold |
| 12:19pm |
New York St Ref-ser C |
2010-Apr |
3.250% |
100.800 |
1.103 |
$100,000 |
Investor sold |
| 12:16pm |
Nassau Cnty N Y Impt-ser F |
2010-Mar |
7.000% |
101.588 |
0.695 |
$220,000 |
Investor sold |
| 12:14pm |
New York St Dorm Auth Lease Mun Hlth Facs Impt Pg-ser 1 |
2010-Jan |
5.000% |
99.980 |
N/R |
$25,000 |
Inter-dealer |
| 12:14pm |
New York St Dorm Auth Lease Mun Hlth Facs Impt Pg-ser 1 |
2010-Jan |
5.000% |
100.080 |
N/R |
$25,000 |
Inter-dealer |
| 12:14pm |
New York St Dorm Auth Lease Mun Hlth Facs Impt Pg-ser 1 |
2010-Jan |
5.000% |
99.980 |
N/R |
$25,000 |
Inter-dealer |
| 12:14pm |
New York St Dorm Auth Lease Mun Hlth Facs Impt Pg-ser 1 |
2010-Jan |
5.000% |
99.855 |
6.055 |
$25,000 |
Investor sold |
| 12:04pm |
New York N Y Ser K |
2010-Aug |
2.000% |
100.436 |
1.342 |
$140,000 |
Investor sold |
| 12:04pm |
New York N Y Ser K |
2010-Aug |
2.000% |
100.813 |
N/R |
$140,000 |
Inter-dealer |
| 12:02pm |
Metropolitan Transn Auth N Y Ser B |
2010-Nov |
3.250% |
101.098 |
2.086 |
$30,000 |
Investor sold |
| 11:55am |
New York N Y Ser H |
2010-Mar |
4.250% |
100.865 |
N/R |
$10,000 |
Inter-dealer |
| 11:55am |
New York N Y Ser H |
2010-Mar |
4.250% |
100.740 |
1.685 |
$10,000 |
Investor sold |
| 11:55am |
New York N Y Ser H |
2010-Mar |
4.250% |
100.863 |
N/R |
$10,000 |
Inter-dealer |
| 11:55am |
New York N Y Ser H |
2010-Mar |
4.250% |
100.989 |
0.843 |
$10,000 |
Investor bought |
| 11:53am |
New York N Y Unrefunded Balance-ser B |
2010-Dec |
5.500% |
104.062 |
N/R |
$15,000 |
Inter-dealer |
| 11:53am |
New York N Y Unrefunded Balance-ser B |
2010-Dec |
5.500% |
104.312 |
1.162 |
$15,000 |
Investor bought |
| 11:46am |
Suffolk Cnty N Y Pub Impt-ser A |
2010-Feb |
3.500% |
100.549 |
0.256 |
$250,000 |
Investor bought |
| 11:33am |
New York N Y Ser A |
2010-Aug |
5.250% |
100.019 |
4.879 |
$25,000 |
Investor sold |
| 11:25am |
Hastings-on-hudson N Y Un Free |
2010-Jul |
3.125% |
101.418 |
0.845 |
$5,000 |
Investor bought |
| 11:23am |
New York St Dorm Auth Revs St Personal Income Tax-ed-a |
2010-Mar |
5.250% |
101.424 |
0.491 |
$125,000 |
Investor sold |
| 11:20am |
New York N Y Prin N Y C-savers-08/01/10 |
2010-Aug |
N/R |
99.103 |
1.351 |
$10,000 |
Investor bought |
| 11:20am |
New York N Y Prin N Y C-savers-08/01/10 |
2010-Aug |
N/R |
99.002 |
N/R |
$10,000 |
Inter-dealer |
| 11:19am |
Babylon N Y Pub Impt |
2010-Dec |
3.625% |
103.055 |
0.590 |
$250,000 |
Investor sold |
| 11:18am |
Bay Shore N Y Un Free Sch Dist |
2010-Dec |
3.750% |
103.180 |
0.591 |
$200,000 |
Investor sold |
| 11:18am |
Suffolk Cnty N Y Pub Impt-ser A |
2010-Feb |
3.500% |
100.515 |
0.593 |
$250,000 |
Investor sold |
| 11:17am |
Dover N Y Un Free Sch Dist Ref-ser B |
2010-Sep |
3.250% |
102.016 |
0.591 |
$350,000 |
Investor sold |
| 11:15am |
New York St Pwr Auth Rev & Gen |
2010-Jan |
5.625% |
98.352 |
24.596 |
$5,000 |
Investor sold |
| 11:09am |
New York St Dorm Auth Revs City Univ Sys-ser C-fgic-tcrs |
2010-Jul |
7.500% |
103.874 |
N/R |
$50,000 |
Inter-dealer |
| 11:09am |
New York St Dorm Auth Revs City Univ Sys-ser C-fgic-tcrs |
2010-Jul |
7.500% |
103.999 |
0.651 |
$50,000 |
Investor bought |
| 11:06am |
New York St Ref-ser C |
2010-Feb |
1.500% |
100.196 |
0.283 |
$1,000,000+ |
Investor bought |
| 11:00am |
Crown Point N Y Cent Sch Dist Bd Antic Nts |
2010-Nov |
1.750% |
100.733 |
0.997 |
$50,000 |
Investor bought |
| 11:00am |
Schenectady N Y Metroplex Dev Bd Antic Nts-ser B |
2010-Jun |
1.500% |
100.415 |
0.742 |
$50,000 |
Investor bought |
| 10:57am |
Hudson Cnty N J Impt Auth Rev Waterfront Impt-west N Y Pj-b |
2010-Jul |
3.625% |
101.798 |
0.548 |
$50,000 |
Investor bought |
| 10:53am |
New York St Environmental Facs Revolving Fds-pooled Fing-d |
2010-May |
3.500% |
101.411 |
0.415 |
$145,000 |
Investor bought |
| 10:52am |
New York St Environmental Facs Revolving Fds-pooled Fing-d |
2010-May |
3.500% |
101.341 |
0.566 |
$145,000 |
Investor sold |
| 10:49am |
Monroe Cnty N Y Ref |
2010-Jun |
5.000% |
101.802 |
1.391 |
$450,000 |
Investor sold |
| 10:48am |
Metropolitan Transn Auth N Y Ser A |
2010-Apr |
5.300% |
100.750 |
N/R |
$50,000 |
Inter-dealer |
| 10:46am |
Metropolitan Transn Auth N Y Ser A |
2010-Apr |
5.300% |
100.800 |
-6.034 |
$50,000 |
Investor bought |
| 10:42am |
New York St Environmental Facs Revolving Fds-nyc Mun Wtr Pj-d |
2010-Jun |
4.000% |
101.819 |
0.630 |
$50,000 |
Investor bought |
| 10:41am |
New York St Ser D |
2010-Jul |
5.000% |
102.864 |
0.406 |
$200,000 |
Investor bought |
| 10:39am |
New York St Urban Dev Corp Rev St Pers Income Tax-ser B |
2010-Mar |
3.125% |
100.718 |
0.654 |
$25,000 |
Investor bought |
| 10:37am |
New York St Dorm Auth Revs Sch Dists Fing Pg-ser C |
2010-Oct |
4.000% |
102.405 |
1.101 |
$50,000 |
Investor bought |