| Time of Trade |
Security Description |
Maturity Date |
Coupon |
Price |
Yield |
Trade Amount |
Trade Type |
| 11:49am |
West Seneca N Y Cent Sch Dist Bd Antic Nts |
2010-Dec |
1.500% |
100.754 |
0.740 |
$1,000,000+ |
Investor bought |
| 2:10pm |
Attica N Y Bd Antic Nts |
2010-Nov |
1.600% |
100.486 |
1.100 |
$50,000 |
Investor bought |
| 10:45am |
Rockland Cnty N Y Bd Antic Nts-ser D |
2010-Sep |
2.000% |
101.078 |
0.590 |
$165,000 |
Investor bought |
| 10:45am |
Rockland Cnty N Y Bd Antic Nts-ser D |
2010-Sep |
2.000% |
100.953 |
N/R |
$165,000 |
Inter-dealer |
| 11:02am |
Elmira City N Y Rev Antic Nts |
2010-Nov |
2.000% |
100.881 |
1.107 |
$50,000 |
Investor bought |
| 11:02am |
Elmira City N Y Rev Antic Nts |
2010-Nov |
2.000% |
100.881 |
N/R |
$50,000 |
Inter-dealer |
| 11:03am |
Elmira City N Y Rev Antic Nts |
2010-Nov |
2.000% |
100.782 |
N/R |
$50,000 |
Inter-dealer |
| 2:09pm |
Carthage N Y Cent Sch Dist |
2010-Feb |
2.000% |
100.136 |
1.365 |
$25,000 |
Investor sold |
| 1:20pm |
Elmira City N Y Rev Antic Nts |
2010-Nov |
2.000% |
100.788 |
1.200 |
$15,000 |
Investor bought |
| 10:13am |
Gowanda N Y Bd Antic Nts-var Purp |
2010-Oct |
2.000% |
100.104 |
N/R |
$1,000,000+ |
Inter-dealer |
| 2:31pm |
East Quogue N Y Un Free Sch Tax Antic Nts |
2010-Jun |
2.000% |
100.743 |
0.750 |
$1,000,000+ |
Investor bought |
| 10:32am |
Gowanda N Y Bd Antic Nts-var Purp |
2010-Oct |
2.000% |
100.454 |
1.508 |
$700,000 |
Investor bought |
| 2:33pm |
East Quogue N Y Un Free Sch Tax Antic Nts |
2010-Jun |
2.000% |
100.743 |
0.750 |
$425,000 |
Investor bought |
| 10:55am |
Avon Town N Y Pub Impt |
2010-Dec |
2.375% |
101.767 |
N/R |
$50,000 |
Investor bought |
| 3:33pm |
New York St Dorm Auth Revs Non Nysarc Inc-ser A |
2010-Jul |
3.000% |
100.742 |
N/R |
$200,000 |
Inter-dealer |
| 3:40pm |
New York St Dorm Auth Revs Non Nysarc Inc-ser A |
2010-Jul |
3.000% |
100.742 |
1.750 |
$200,000 |
Investor sold |
| 3:32pm |
New York St Dorm Auth Revs Non Nysarc Inc-ser A |
2010-Jul |
3.000% |
100.892 |
N/R |
$200,000 |
Inter-dealer |
| 8:49am |
New York St Ser D |
2010-Jun |
3.000% |
101.104 |
1.002 |
$50,000 |
Investor bought |
| 12:27pm |
North Colonie N Y Cent Sch Ref |
2010-Apr |
3.125% |
100.978 |
0.602 |
$500,000 |
Investor sold |
| 10:57am |
New York St Urban Dev Corp Rev St Pers Income Tax-ser B |
2010-Mar |
3.125% |
100.769 |
0.600 |
$75,000 |
Investor bought |
| 9:44am |
New York St Urban Dev Corp Rev St Pers Income Tax-ser B |
2010-Mar |
3.125% |
100.787 |
0.542 |
$25,000 |
Investor bought |
| 9:44am |
New York St Urban Dev Corp Rev St Pers Income Tax-ser B |
2010-Mar |
3.125% |
100.662 |
N/R |
$25,000 |
Inter-dealer |
| 3:17pm |
New York St Ref-ser C-fsa-cr |
2010-Apr |
3.250% |
100.750 |
1.334 |
$20,000 |
Investor sold |
| 3:17pm |
New York St Ref-ser C-fsa-cr |
2010-Apr |
3.250% |
100.875 |
N/R |
$20,000 |
Inter-dealer |
| 3:07pm |
Walton N Y Cent Sch Dist Ser A |
2010-Jun |
3.500% |
101.493 |
0.801 |
$50,000 |
Investor bought |
| 3:04pm |
Cleveland Hill N Y Un Free Sch Ref-ser B |
2010-Oct |
3.500% |
102.071 |
1.151 |
$25,000 |
Investor bought |
| 3:07pm |
Walton N Y Cent Sch Dist Ser A |
2010-Jun |
3.500% |
101.493 |
N/R |
$50,000 |
Inter-dealer |
| 10:04am |
Sullivan Cnty N Y Pub Impt |
2010-Jul |
3.500% |
101.910 |
0.501 |
$50,000 |
Investor bought |
| 10:04am |
Sullivan Cnty N Y Pub Impt |
2010-Jul |
3.500% |
101.410 |
N/R |
$50,000 |
Inter-dealer |
| 8:46am |
New York N Y |
2010-May |
3.500% |
101.077 |
1.001 |
$10,000 |
Investor bought |
| 11:54am |
New York N Y Unrefunded Bal-ser E-subser E1 |
2010-Aug |
3.500% |
101.294 |
1.586 |
$45,000 |
Investor sold |
| 11:54am |
New York N Y Unrefunded Bal-ser E-subser E1 |
2010-Aug |
3.500% |
101.544 |
N/R |
$45,000 |
Inter-dealer |
| 1:47pm |
Cleveland Hill N Y Un Free Sch Ref-ser B |
2010-Oct |
3.500% |
102.071 |
1.151 |
$20,000 |
Investor bought |
| 3:09pm |
Walton N Y Cent Sch Dist Ser A |
2010-Jun |
3.500% |
101.188 |
1.356 |
$50,000 |
Investor sold |
| 3:09pm |
Walton N Y Cent Sch Dist Ser A |
2010-Jun |
3.500% |
101.188 |
N/R |
$50,000 |
Inter-dealer |
| 11:50am |
Riverhead N Y Pub Impt-ser B |
2010-Nov |
3.625% |
102.486 |
1.048 |
$20,000 |
Investor bought |
| 11:50am |
Riverhead N Y Pub Impt-ser B |
2010-Nov |
3.625% |
102.236 |
N/R |
$20,000 |
Inter-dealer |
| 2:06pm |
Metropolitan Transn Auth N Y Ser A |
2010-Nov |
3.700% |
102.450 |
N/R |
$5,000 |
Inter-dealer |
| 2:06pm |
Metropolitan Transn Auth N Y Ser A |
2010-Nov |
3.700% |
102.950 |
N/R |
$5,000 |
Inter-dealer |
| 2:42pm |
Metropolitan Transn Auth N Y Ser A |
2010-Nov |
3.700% |
100.625 |
3.042 |
$5,000 |
Investor bought |
| 2:06pm |
Metropolitan Transn Auth N Y Ser A |
2010-Nov |
3.700% |
103.110 |
0.489 |
$5,000 |
Investor bought |
| 2:06pm |
Metropolitan Transn Auth N Y Ser A |
2010-Nov |
3.700% |
102.950 |
N/R |
$5,000 |
Inter-dealer |
| 1:23pm |
Rochester N Y Ser A |
2010-Feb |
3.750% |
100.720 |
0.501 |
$125,000 |
Investor bought |
| 12:27pm |
Rochester N Y Ser A |
2010-Feb |
3.750% |
100.663 |
0.754 |
$250,000 |
Investor sold |
| 1:22pm |
Rochester N Y Ser A |
2010-Feb |
3.750% |
100.720 |
0.501 |
$125,000 |
Investor bought |
| 3:11pm |
New York N Y Prerefunded-ser J |
2010-May |
3.900% |
100.697 |
2.405 |
$5,000 |
Investor sold |
| 3:11pm |
New York N Y Prerefunded-ser J |
2010-May |
3.900% |
100.897 |
N/R |
$5,000 |
Inter-dealer |
| 1:44pm |
East Rochester N Y Un Free Sch Ref |
2010-Jun |
4.000% |
101.854 |
0.651 |
$25,000 |
Investor bought |
| 3:32pm |
New York St Dorm Auth Revs Non Cornell Univ-ser A |
2010-Jul |
4.000% |
102.008 |
N/R |
$355,000 |
Inter-dealer |
| 11:18am |
New York N Y Ref-ser A-cifg-tcrs |
2010-Aug |
4.000% |
102.288 |
0.651 |
$80,000 |
Investor bought |
