| Time of Trade |
Security Description |
Maturity Date |
Coupon |
Price |
Yield |
Trade Amount |
Trade Type |
| 3:22pm |
New York N Y Cap Apprec-ser E |
2010-Aug |
N/R |
97.652 |
3.507 |
$25,000 |
Investor sold |
| 1:25pm |
New York N Y City Mun Wtr Fin Cap Apprec-ser A |
2010-Jun |
N/R |
98.551 |
2.645 |
$25,000 |
Investor sold |
| 1:16pm |
New York St Dorm Auth Revs Cap Apprec-st Univ-b-fgic-tcrs |
2010-May |
N/R |
98.815 |
2.540 |
$15,000 |
Investor sold |
| 1:19pm |
New York St Loc Govt Cap Apprec-ser B |
2010-Apr |
N/R |
98.816 |
3.423 |
$10,000 |
Investor sold |
| 1:16pm |
New York St Urban Dev Corp Rev Ref-correctional Cap Facs |
2010-Jan |
N/R |
99.225 |
7.811 |
$15,000 |
Investor sold |
| 3:31pm |
New York N Y City Mun Wtr Fin Cap Apprec-ser A |
2010-Jun |
N/R |
99.447 |
1.001 |
$25,000 |
Investor bought |
| 4:53pm |
New York St Dorm Auth Revs Cap Apprec-st Univ-b-fgic-tcrs |
2010-May |
N/R |
99.629 |
0.789 |
$15,000 |
Investor bought |
| 4:55pm |
New York St Loc Govt Cap Apprec-ser B |
2010-Apr |
N/R |
99.651 |
1.001 |
$10,000 |
Investor bought |
| 3:24pm |
New York St Dorm Auth Revs Mental Hlth Svcs Facs-ser C-1 |
2010-Feb |
5.000% |
99.834 |
5.677 |
$35,000 |
Investor sold |
| 10:03am |
New York St Urban Dev Corp Rev Ref-correctnl Facs-ambac-tcrs |
2010-Jan |
N/R |
99.850 |
1.502 |
$5,000 |
Investor bought |
| 10:04am |
New York St Urban Dev Corp Rev Ref-correctnl Facs-ambac-tcrs |
2010-Jan |
N/R |
99.850 |
1.502 |
$25,000 |
Investor bought |
| 10:04am |
New York St Urban Dev Corp Rev Ref-correctnl Facs-ambac-tcrs |
2010-Jan |
N/R |
99.850 |
1.502 |
$270,000 |
Investor bought |
| 4:56pm |
New York St Urban Dev Corp Rev Ref-correctional Cap Facs |
2010-Jan |
N/R |
99.900 |
1.001 |
$15,000 |
Investor bought |
| 3:24pm |
New York St Dorm Auth Revs Mental Hlth Svcs Facs-ser C-1 |
2010-Feb |
5.000% |
99.976 |
N/R |
$35,000 |
Inter-dealer |
| 10:13am |
Gowanda N Y Bd Antic Nts-var Purp |
2010-Oct |
2.000% |
100.104 |
N/R |
$1,000,000+ |
Inter-dealer |
| 2:09pm |
Carthage N Y Cent Sch Dist |
2010-Feb |
2.000% |
100.136 |
1.365 |
$25,000 |
Investor sold |
| 2:30pm |
Tompkins Cnty N Y Indl Dev Agy Care Cmnty-kendal Ithaca-a-1 |
2010-Jul |
4.250% |
100.144 |
4.000 |
$10,000 |
Investor bought |
| 11:00am |
New York St Urban Dev Corp Ser C |
2010-Jan |
4.000% |
100.148 |
2.554 |
$50,000 |
Investor sold |
| 7:48am |
New York St Hsg Fin Agy Rev Ref-hsg Proj Mtg-ser A |
2010-Nov |
5.875% |
100.275 |
N/R |
$10,000 |
Inter-dealer |
| 11:11am |
New York St Urban Dev Corp Ser C |
2010-Jan |
4.000% |
100.346 |
0.708 |
$50,000 |
Investor bought |
| 3:10pm |
New York St Environmental Facs Unrefunded Bal-st Wtr-revolv-e |
2010-Jun |
6.875% |
100.405 |
1.614 |
$5,000 |
Investor bought |
| 10:32am |
Gowanda N Y Bd Antic Nts-var Purp |
2010-Oct |
2.000% |
100.454 |
1.508 |
$700,000 |
Investor bought |
| 12:26pm |
New York St Urban Dev Corp Ser A |
2010-Jan |
5.250% |
100.456 |
0.790 |
$200,000 |
Investor sold |
| 2:44pm |
New York St Urban Dev Corp Ser A |
2010-Jan |
5.250% |
100.458 |
0.770 |
$200,000 |
Investor bought |
| 2:10pm |
Attica N Y Bd Antic Nts |
2010-Nov |
1.600% |
100.486 |
1.100 |
$50,000 |
Investor bought |
| 3:26pm |
New York St Dorm Auth Revs Sch Dists Fing Pg-ser A |
2010-Apr |
5.250% |
100.608 |
3.465 |
$25,000 |
Investor sold |
| 2:42pm |
Metropolitan Transn Auth N Y Ser A |
2010-Nov |
3.700% |
100.625 |
3.042 |
$5,000 |
Investor bought |
| 9:44am |
New York St Urban Dev Corp Rev St Pers Income Tax-ser B |
2010-Mar |
3.125% |
100.662 |
N/R |
$25,000 |
Inter-dealer |
| 12:27pm |
Rochester N Y Ser A |
2010-Feb |
3.750% |
100.663 |
0.754 |
$250,000 |
Investor sold |
| 3:11pm |
New York N Y Prerefunded-ser J |
2010-May |
3.900% |
100.697 |
2.405 |
$5,000 |
Investor sold |
| 1:23pm |
Rochester N Y Ser A |
2010-Feb |
3.750% |
100.720 |
0.501 |
$125,000 |
Investor bought |
| 1:22pm |
Rochester N Y Ser A |
2010-Feb |
3.750% |
100.720 |
0.501 |
$125,000 |
Investor bought |
| 3:33pm |
New York St Dorm Auth Revs Non Nysarc Inc-ser A |
2010-Jul |
3.000% |
100.742 |
N/R |
$200,000 |
Inter-dealer |
| 3:40pm |
New York St Dorm Auth Revs Non Nysarc Inc-ser A |
2010-Jul |
3.000% |
100.742 |
1.750 |
$200,000 |
Investor sold |
| 2:31pm |
East Quogue N Y Un Free Sch Tax Antic Nts |
2010-Jun |
2.000% |
100.743 |
0.750 |
$1,000,000+ |
Investor bought |
| 2:33pm |
East Quogue N Y Un Free Sch Tax Antic Nts |
2010-Jun |
2.000% |
100.743 |
0.750 |
$425,000 |
Investor bought |
| 3:17pm |
New York St Ref-ser C-fsa-cr |
2010-Apr |
3.250% |
100.750 |
1.334 |
$20,000 |
Investor sold |
| 11:49am |
West Seneca N Y Cent Sch Dist Bd Antic Nts |
2010-Dec |
1.500% |
100.754 |
0.740 |
$1,000,000+ |
Investor bought |
| 10:57am |
New York St Urban Dev Corp Rev St Pers Income Tax-ser B |
2010-Mar |
3.125% |
100.769 |
0.600 |
$75,000 |
Investor bought |
| 11:03am |
Elmira City N Y Rev Antic Nts |
2010-Nov |
2.000% |
100.782 |
N/R |
$50,000 |
Inter-dealer |
| 9:44am |
New York St Urban Dev Corp Rev St Pers Income Tax-ser B |
2010-Mar |
3.125% |
100.787 |
0.542 |
$25,000 |
Investor bought |
| 1:20pm |
Elmira City N Y Rev Antic Nts |
2010-Nov |
2.000% |
100.788 |
1.200 |
$15,000 |
Investor bought |
| 3:26pm |
New York St Dorm Auth Revs Sch Dists Fing Pg-ser A |
2010-Apr |
5.250% |
100.808 |
N/R |
$25,000 |
Inter-dealer |
| 11:01am |
New York St Dorm Auth Revs Mental Hlth Svcs Facs-ser C-1 |
2010-Feb |
5.000% |
100.838 |
N/R |
$35,000 |
Inter-dealer |
| 3:17pm |
New York St Ref-ser C-fsa-cr |
2010-Apr |
3.250% |
100.875 |
N/R |
$20,000 |
Inter-dealer |
| 11:02am |
Elmira City N Y Rev Antic Nts |
2010-Nov |
2.000% |
100.881 |
1.107 |
$50,000 |
Investor bought |
| 11:02am |
Elmira City N Y Rev Antic Nts |
2010-Nov |
2.000% |
100.881 |
N/R |
$50,000 |
Inter-dealer |
| 11:36am |
Newark N Y Cent Sch Dist |
2010-Jun |
4.375% |
100.892 |
2.743 |
$25,000 |
Investor sold |
| 3:32pm |
New York St Dorm Auth Revs Non Nysarc Inc-ser A |
2010-Jul |
3.000% |
100.892 |
N/R |
$200,000 |
Inter-dealer |
| 3:11pm |
New York N Y Prerefunded-ser J |
2010-May |
3.900% |
100.897 |
N/R |
$5,000 |
Inter-dealer |