| Time of Trade |
Security Description |
Maturity Date |
Coupon |
Price |
Yield |
Trade Amount |
Trade Type |
| 2:06pm |
Metropolitan Transn Auth N Y Ser A |
2010-Nov |
3.700% |
102.450 |
N/R |
$5,000 |
Inter-dealer |
| 2:06pm |
Metropolitan Transn Auth N Y Ser A |
2010-Nov |
3.700% |
102.950 |
N/R |
$5,000 |
Inter-dealer |
| 10:03am |
New York St Urban Dev Corp Rev Ref-correctnl Facs-ambac-tcrs |
2010-Jan |
N/R |
99.850 |
1.502 |
$5,000 |
Investor bought |
| 2:42pm |
Metropolitan Transn Auth N Y Ser A |
2010-Nov |
3.700% |
100.625 |
3.042 |
$5,000 |
Investor bought |
| 12:13pm |
New York St Dorm Auth Revs Insd-n Y Methodist Hosp |
2010-Jul |
5.000% |
102.626 |
0.608 |
$5,000 |
Investor bought |
| 12:13pm |
New York St Dorm Auth Revs Insd-n Y Methodist Hosp |
2010-Jul |
5.000% |
102.426 |
N/R |
$5,000 |
Inter-dealer |
| 12:13pm |
New York St Dorm Auth Revs Insd-n Y Methodist Hosp |
2010-Jul |
5.000% |
102.426 |
N/R |
$5,000 |
Inter-dealer |
| 3:11pm |
New York N Y Prerefunded-ser J |
2010-May |
3.900% |
100.697 |
2.405 |
$5,000 |
Investor sold |
| 2:06pm |
Metropolitan Transn Auth N Y Ser A |
2010-Nov |
3.700% |
103.110 |
0.489 |
$5,000 |
Investor bought |
| 3:03pm |
New York St Med Care Facs Fin North Shore Univ-manhasset-a |
2010-Nov |
5.250% |
101.000 |
-8.860 |
$5,000 |
Investor bought |
| 2:06pm |
Metropolitan Transn Auth N Y Ser A |
2010-Nov |
3.700% |
102.950 |
N/R |
$5,000 |
Inter-dealer |
| 3:10pm |
New York St Environmental Facs Unrefunded Bal-st Wtr-revolv-e |
2010-Jun |
6.875% |
100.405 |
1.614 |
$5,000 |
Investor bought |
| 3:11pm |
New York N Y Prerefunded-ser J |
2010-May |
3.900% |
100.897 |
N/R |
$5,000 |
Inter-dealer |
| 12:45pm |
Oyster Bay N Y Prerefunded-ser A |
2010-Apr |
5.300% |
101.303 |
1.913 |
$10,000 |
Investor sold |
| 12:50pm |
New York N Y Ser A |
2010-May |
5.000% |
101.266 |
2.287 |
$10,000 |
Investor sold |
| 1:19pm |
New York St Loc Govt Cap Apprec-ser B |
2010-Apr |
N/R |
98.816 |
3.423 |
$10,000 |
Investor sold |
| 8:46am |
New York N Y |
2010-May |
3.500% |
101.077 |
1.001 |
$10,000 |
Investor bought |
| 7:48am |
New York St Hsg Fin Agy Rev Ref-hsg Proj Mtg-ser A |
2010-Nov |
5.875% |
100.275 |
N/R |
$10,000 |
Inter-dealer |
| 9:05am |
New York N Y Ser H |
2010-Mar |
4.250% |
100.987 |
1.002 |
$10,000 |
Investor bought |
| 4:55pm |
New York St Loc Govt Cap Apprec-ser B |
2010-Apr |
N/R |
99.651 |
1.001 |
$10,000 |
Investor bought |
| 2:30pm |
Tompkins Cnty N Y Indl Dev Agy Care Cmnty-kendal Ithaca-a-1 |
2010-Jul |
4.250% |
100.144 |
4.000 |
$10,000 |
Investor bought |
| 4:56pm |
New York St Urban Dev Corp Rev Ref-correctional Cap Facs |
2010-Jan |
N/R |
99.900 |
1.001 |
$15,000 |
Investor bought |
| 9:07am |
New York N Y |
2010-May |
4.750% |
101.366 |
1.571 |
$15,000 |
Investor bought |
| 1:20pm |
Elmira City N Y Rev Antic Nts |
2010-Nov |
2.000% |
100.788 |
1.200 |
$15,000 |
Investor bought |
| 1:16pm |
New York St Dorm Auth Revs Cap Apprec-st Univ-b-fgic-tcrs |
2010-May |
N/R |
98.815 |
2.540 |
$15,000 |
Investor sold |
| 1:16pm |
New York St Urban Dev Corp Rev Ref-correctional Cap Facs |
2010-Jan |
N/R |
99.225 |
7.811 |
$15,000 |
Investor sold |
| 4:53pm |
New York St Dorm Auth Revs Cap Apprec-st Univ-b-fgic-tcrs |
2010-May |
N/R |
99.629 |
0.789 |
$15,000 |
Investor bought |
| 11:24am |
Suffolk Cnty N Y Wtr Auth Unrefunded Balance-sr Lien |
2010-Jun |
5.100% |
102.370 |
0.501 |
$20,000 |
Investor bought |
| 11:24am |
Suffolk Cnty N Y Wtr Auth Unrefunded Balance-sr Lien |
2010-Jun |
5.100% |
101.870 |
N/R |
$20,000 |
Inter-dealer |
| 3:17pm |
New York St Ref-ser C-fsa-cr |
2010-Apr |
3.250% |
100.750 |
1.334 |
$20,000 |
Investor sold |
| 3:17pm |
New York St Ref-ser C-fsa-cr |
2010-Apr |
3.250% |
100.875 |
N/R |
$20,000 |
Inter-dealer |
| 11:51am |
Erie Cnty N Y Indl Dev Agy Sch City Of Buffalo Proj |
2010-May |
5.000% |
101.945 |
0.500 |
$20,000 |
Investor bought |
| 11:51am |
Erie Cnty N Y Indl Dev Agy Sch City Of Buffalo Proj |
2010-May |
5.000% |
101.820 |
N/R |
$20,000 |
Inter-dealer |
| 1:47pm |
Cleveland Hill N Y Un Free Sch Ref-ser B |
2010-Oct |
3.500% |
102.071 |
1.151 |
$20,000 |
Investor bought |
| 11:50am |
Riverhead N Y Pub Impt-ser B |
2010-Nov |
3.625% |
102.486 |
1.048 |
$20,000 |
Investor bought |
| 11:50am |
Riverhead N Y Pub Impt-ser B |
2010-Nov |
3.625% |
102.236 |
N/R |
$20,000 |
Inter-dealer |
| 1:44pm |
East Rochester N Y Un Free Sch Ref |
2010-Jun |
4.000% |
101.854 |
0.651 |
$25,000 |
Investor bought |
| 1:25pm |
New York N Y City Mun Wtr Fin Cap Apprec-ser A |
2010-Jun |
N/R |
98.551 |
2.645 |
$25,000 |
Investor sold |
| 12:20pm |
Fayetteville-manlius N Y Cent |
2010-Jun |
5.100% |
102.311 |
0.919 |
$25,000 |
Investor sold |
| 2:43pm |
Webster Town N Y Public Impt |
2010-Sep |
4.000% |
101.695 |
N/R |
$25,000 |
Inter-dealer |
| 12:27pm |
Newark N Y Cent Sch Dist |
2010-Jun |
4.375% |
101.402 |
1.800 |
$25,000 |
Investor bought |
| 11:15am |
New York St Dorm Auth Revs Sch Dists Fing Pg-ser A |
2010-Apr |
5.250% |
101.550 |
N/R |
$25,000 |
Inter-dealer |
| 12:40pm |
New York N Y City Mun Wtr Fin Ser A |
2010-Jun |
6.000% |
102.571 |
N/R |
$25,000 |
Inter-dealer |
| 12:02pm |
East Rochester N Y Un Free Sch Ref |
2010-Jun |
4.000% |
101.254 |
1.721 |
$25,000 |
Investor sold |
| 9:14am |
Port Chester-rye N Y Un Free |
2010-Jun |
5.250% |
102.256 |
1.163 |
$25,000 |
Investor bought |
| 2:09pm |
Carthage N Y Cent Sch Dist |
2010-Feb |
2.000% |
100.136 |
1.365 |
$25,000 |
Investor sold |
| 3:04pm |
Cleveland Hill N Y Un Free Sch Ref-ser B |
2010-Oct |
3.500% |
102.071 |
1.151 |
$25,000 |
Investor bought |
| 12:02pm |
East Rochester N Y Un Free Sch Ref |
2010-Jun |
4.000% |
101.254 |
N/R |
$25,000 |
Inter-dealer |
| 9:14am |
Port Chester-rye N Y Un Free |
2010-Jun |
5.250% |
102.131 |
N/R |
$25,000 |
Inter-dealer |
| 11:36am |
Newark N Y Cent Sch Dist |
2010-Jun |
4.375% |
100.892 |
2.743 |
$25,000 |
Investor sold |