| Time of Trade |
Security Description |
Maturity Date |
Coupon |
Price |
Yield |
Trade Amount |
Trade Type |
| 1:16pm |
New York St Urban Dev Corp Rev Ref-correctional Cap Facs |
2010-Jan |
N/R |
99.225 |
7.811 |
$15,000 |
Investor sold |
| 3:24pm |
New York St Dorm Auth Revs Mental Hlth Svcs Facs-ser C-1 |
2010-Feb |
5.000% |
99.834 |
5.677 |
$35,000 |
Investor sold |
| 2:30pm |
Tompkins Cnty N Y Indl Dev Agy Care Cmnty-kendal Ithaca-a-1 |
2010-Jul |
4.250% |
100.144 |
4.000 |
$10,000 |
Investor bought |
| 3:22pm |
New York N Y Cap Apprec-ser E |
2010-Aug |
N/R |
97.652 |
3.507 |
$25,000 |
Investor sold |
| 3:26pm |
New York St Dorm Auth Revs Sch Dists Fing Pg-ser A |
2010-Apr |
5.250% |
100.608 |
3.465 |
$25,000 |
Investor sold |
| 1:19pm |
New York St Loc Govt Cap Apprec-ser B |
2010-Apr |
N/R |
98.816 |
3.423 |
$10,000 |
Investor sold |
| 2:42pm |
Metropolitan Transn Auth N Y Ser A |
2010-Nov |
3.700% |
100.625 |
3.042 |
$5,000 |
Investor bought |
| 3:35pm |
New York N Y City Transitional Prerefunded-fut Tax-ser C |
2010-Nov |
5.500% |
102.068 |
2.963 |
$25,000 |
Investor sold |
| 11:36am |
Newark N Y Cent Sch Dist |
2010-Jun |
4.375% |
100.892 |
2.743 |
$25,000 |
Investor sold |
| 1:25pm |
New York N Y City Mun Wtr Fin Cap Apprec-ser A |
2010-Jun |
N/R |
98.551 |
2.645 |
$25,000 |
Investor sold |
| 11:00am |
New York St Urban Dev Corp Ser C |
2010-Jan |
4.000% |
100.148 |
2.554 |
$50,000 |
Investor sold |
| 1:16pm |
New York St Dorm Auth Revs Cap Apprec-st Univ-b-fgic-tcrs |
2010-May |
N/R |
98.815 |
2.540 |
$15,000 |
Investor sold |
| 3:11pm |
New York N Y Prerefunded-ser J |
2010-May |
3.900% |
100.697 |
2.405 |
$5,000 |
Investor sold |
| 12:50pm |
New York N Y Ser A |
2010-May |
5.000% |
101.266 |
2.287 |
$10,000 |
Investor sold |
| 4:11pm |
Watertown N Y |
2010-Oct |
6.375% |
103.660 |
2.191 |
$25,000 |
Investor sold |
| 2:43pm |
Webster Town N Y Public Impt |
2010-Sep |
4.000% |
101.645 |
1.929 |
$25,000 |
Investor sold |
| 12:45pm |
Oyster Bay N Y Prerefunded-ser A |
2010-Apr |
5.300% |
101.303 |
1.913 |
$10,000 |
Investor sold |
| 12:27pm |
Newark N Y Cent Sch Dist |
2010-Jun |
4.375% |
101.402 |
1.800 |
$25,000 |
Investor bought |
| 3:40pm |
New York St Dorm Auth Revs Non Nysarc Inc-ser A |
2010-Jul |
3.000% |
100.742 |
1.750 |
$200,000 |
Investor sold |
| 12:02pm |
East Rochester N Y Un Free Sch Ref |
2010-Jun |
4.000% |
101.254 |
1.721 |
$25,000 |
Investor sold |
| 3:10pm |
New York St Environmental Facs Unrefunded Bal-st Wtr-revolv-e |
2010-Jun |
6.875% |
100.405 |
1.614 |
$5,000 |
Investor bought |
| 11:54am |
New York N Y Unrefunded Bal-ser E-subser E1 |
2010-Aug |
3.500% |
101.294 |
1.586 |
$45,000 |
Investor sold |
| 12:28pm |
New York N Y Ser G |
2010-Aug |
4.750% |
102.147 |
1.576 |
$25,000 |
Investor sold |
| 9:07am |
New York N Y |
2010-May |
4.750% |
101.366 |
1.571 |
$15,000 |
Investor bought |
| 10:32am |
Gowanda N Y Bd Antic Nts-var Purp |
2010-Oct |
2.000% |
100.454 |
1.508 |
$700,000 |
Investor bought |
| 3:22pm |
Attica N Y Cent Sch Dist |
2010-Jun |
4.375% |
101.581 |
1.505 |
$50,000 |
Investor sold |
| 10:03am |
New York St Urban Dev Corp Rev Ref-correctnl Facs-ambac-tcrs |
2010-Jan |
N/R |
99.850 |
1.502 |
$5,000 |
Investor bought |
| 10:04am |
New York St Urban Dev Corp Rev Ref-correctnl Facs-ambac-tcrs |
2010-Jan |
N/R |
99.850 |
1.502 |
$25,000 |
Investor bought |
| 10:04am |
New York St Urban Dev Corp Rev Ref-correctnl Facs-ambac-tcrs |
2010-Jan |
N/R |
99.850 |
1.502 |
$270,000 |
Investor bought |
| 2:09pm |
Carthage N Y Cent Sch Dist |
2010-Feb |
2.000% |
100.136 |
1.365 |
$25,000 |
Investor sold |
| 3:09pm |
Walton N Y Cent Sch Dist Ser A |
2010-Jun |
3.500% |
101.188 |
1.356 |
$50,000 |
Investor sold |
| 12:40pm |
New York N Y City Mun Wtr Fin Ser A |
2010-Jun |
6.000% |
102.571 |
1.338 |
$25,000 |
Investor sold |
| 3:17pm |
New York St Ref-ser C-fsa-cr |
2010-Apr |
3.250% |
100.750 |
1.334 |
$20,000 |
Investor sold |
| 12:02pm |
New York St Environmental Facs Revolving Fds-ser C |
2010-Jun |
4.200% |
101.643 |
1.222 |
$50,000 |
Investor sold |
| 1:20pm |
Elmira City N Y Rev Antic Nts |
2010-Nov |
2.000% |
100.788 |
1.200 |
$15,000 |
Investor bought |
| 9:16am |
New York N Y City Mun Wtr Fin 2002 Series B |
2010-Jun |
4.000% |
101.564 |
1.166 |
$25,000 |
Investor bought |
| 9:14am |
Port Chester-rye N Y Un Free |
2010-Jun |
5.250% |
102.256 |
1.163 |
$25,000 |
Investor bought |
| 3:04pm |
Cleveland Hill N Y Un Free Sch Ref-ser B |
2010-Oct |
3.500% |
102.071 |
1.151 |
$25,000 |
Investor bought |
| 1:47pm |
Cleveland Hill N Y Un Free Sch Ref-ser B |
2010-Oct |
3.500% |
102.071 |
1.151 |
$20,000 |
Investor bought |
| 11:02am |
Elmira City N Y Rev Antic Nts |
2010-Nov |
2.000% |
100.881 |
1.107 |
$50,000 |
Investor bought |
| 12:42pm |
New York St Loc Govt Ref-sr Lien-ser A |
2010-Apr |
5.000% |
101.410 |
1.102 |
$25,000 |
Investor sold |
| 2:10pm |
Attica N Y Bd Antic Nts |
2010-Nov |
1.600% |
100.486 |
1.100 |
$50,000 |
Investor bought |
| 11:50am |
Riverhead N Y Pub Impt-ser B |
2010-Nov |
3.625% |
102.486 |
1.048 |
$20,000 |
Investor bought |
| 12:10pm |
New York N Y City Transitional Future Tax Secd-ser B |
2010-May |
4.000% |
101.290 |
1.007 |
$100,000 |
Investor sold |
| 9:05am |
New York N Y Ser H |
2010-Mar |
4.250% |
100.987 |
1.002 |
$10,000 |
Investor bought |
| 8:49am |
New York St Ser D |
2010-Jun |
3.000% |
101.104 |
1.002 |
$50,000 |
Investor bought |
| 4:56pm |
New York St Urban Dev Corp Rev Ref-correctional Cap Facs |
2010-Jan |
N/R |
99.900 |
1.001 |
$15,000 |
Investor bought |
| 8:46am |
New York N Y |
2010-May |
3.500% |
101.077 |
1.001 |
$10,000 |
Investor bought |
| 3:31pm |
New York N Y City Mun Wtr Fin Cap Apprec-ser A |
2010-Jun |
N/R |
99.447 |
1.001 |
$25,000 |
Investor bought |
| 4:55pm |
New York St Loc Govt Cap Apprec-ser B |
2010-Apr |
N/R |
99.651 |
1.001 |
$10,000 |
Investor bought |