| Time of Trade |
Security Description |
Maturity Date |
Coupon |
Price |
Yield |
Trade Amount |
Trade Type |
| 5:10pm |
New York St Urban Dev Corp Rev Cap Apprec-st Office-s Mall-a |
2011-Jan |
N/R |
89.000 |
11.022 |
$5,000 |
Investor sold |
| 5:07pm |
New York St Hsg Fin Agy St Taxable-economic Dev & Hsg-b |
2011-Sep |
4.965% |
104.865 |
2.200 |
$25,000 |
Investor bought |
| 4:11pm |
Millbrook N Y Cent Sch Dist |
2011-Jun |
4.250% |
103.973 |
1.588 |
$50,000 |
Investor sold |
| 4:09pm |
Millbrook N Y Cent Sch Dist |
2011-Jun |
4.250% |
103.973 |
N/R |
$50,000 |
Inter-dealer |
| 3:53pm |
New York St Dorm Auth Revs St Univ Edl Facs-b-natl Ibc |
2011-May |
5.250% |
105.816 |
1.250 |
$75,000 |
Investor bought |
| 3:53pm |
Suffolk Cnty N Y Wtr Auth Ref-sub Lien |
2011-Jun |
5.100% |
105.719 |
N/R |
$100,000 |
Inter-dealer |
| 3:53pm |
Suffolk Cnty N Y Wtr Auth Ref-sub Lien |
2011-Jun |
5.100% |
105.719 |
1.280 |
$100,000 |
Investor sold |
| 3:53pm |
Suffolk Cnty N Y Wtr Auth Ref-sub Lien |
2011-Jun |
5.100% |
105.719 |
1.280 |
$100,000 |
Investor bought |
| 3:51pm |
New York St Dorm Auth Revs St Univ Edl Facs-b-natl Ibc |
2011-May |
5.250% |
105.816 |
1.250 |
$75,000 |
Investor bought |
| 3:49pm |
New York St Ser A |
2011-Mar |
3.500% |
103.831 |
0.551 |
$500,000 |
Investor bought |
| 3:48pm |
New York N Y Unrefunded Bal-ser O |
2011-Jun |
5.000% |
106.012 |
0.996 |
$155,000 |
Investor bought |
| 3:31pm |
New York St Dorm Auth Revs St Univ Edl Facs-b-natl Ibc |
2011-May |
5.250% |
105.566 |
N/R |
$150,000 |
Inter-dealer |
| 3:30pm |
New York St Loc Govt Ref-sub Lien-insd-ser A-1 |
2011-Apr |
5.000% |
105.224 |
1.090 |
$25,000 |
Investor bought |
| 3:30pm |
New York St Loc Govt Ref-sub Lien-insd-ser A-1 |
2011-Apr |
5.000% |
104.947 |
1.290 |
$25,000 |
Investor sold |
| 3:30pm |
New York St Dorm Auth Revs Non Sch Dist Bd Fing Prog-ser D |
2011-Oct |
5.000% |
106.912 |
N/R |
$100,000 |
Inter-dealer |
| 3:30pm |
New York St Dorm Auth Revs Non Sch Dist Bd Fing Prog-ser D |
2011-Oct |
5.000% |
106.897 |
N/R |
$100,000 |
Inter-dealer |
| 3:30pm |
New York St Dorm Auth Revs Non Sch Dist Bd Fing Prog-ser D |
2011-Oct |
5.000% |
105.897 |
1.746 |
$100,000 |
Investor sold |
| 3:24pm |
Valley Stream N Y Pub Impt |
2011-May |
4.375% |
104.219 |
N/R |
$50,000 |
Inter-dealer |
| 3:23pm |
New York St Environmental Facs Ser A |
2011-Dec |
3.000% |
103.850 |
1.100 |
$25,000 |
Investor bought |
| 3:23pm |
New York St Environmental Facs Ser A |
2011-Dec |
3.000% |
103.850 |
1.100 |
$25,000 |
Investor bought |
| 3:23pm |
Goshen N Y Cent Sch Dist |
2011-Jun |
4.250% |
104.103 |
N/R |
$50,000 |
Inter-dealer |
| 3:23pm |
Goshen N Y Cent Sch Dist |
2011-Jun |
4.250% |
104.103 |
1.569 |
$50,000 |
Investor sold |
| 3:22pm |
Valley Stream N Y Pub Impt |
2011-May |
4.375% |
103.750 |
1.783 |
$50,000 |
Investor sold |
| 3:21pm |
Valley Stream N Y Pub Impt |
2011-May |
4.375% |
103.750 |
N/R |
$50,000 |
Inter-dealer |
| 3:20pm |
Millbrook N Y Cent Sch Dist |
2011-Jun |
4.250% |
104.223 |
N/R |
$50,000 |
Inter-dealer |
| 3:17pm |
New York St Dorm Auth Revs St Univ Edl Facs-b-natl Ibc |
2011-May |
5.250% |
105.466 |
N/R |
$150,000 |
Inter-dealer |
| 3:17pm |
New York St Dorm Auth Revs St Univ Edl Facs-b-natl Ibc |
2011-May |
5.250% |
105.390 |
1.533 |
$150,000 |
Investor sold |
| 3:17pm |
Metropolitan Transn Auth N Y Ser A |
2011-Nov |
4.000% |
104.725 |
N/R |
$15,000 |
Inter-dealer |
| 3:17pm |
Baldwin N Y Un Free Sch Dist |
2011-Nov |
3.750% |
104.350 |
N/R |
$20,000 |
Inter-dealer |
| 3:17pm |
Baldwin N Y Un Free Sch Dist |
2011-Nov |
3.750% |
104.000 |
1.645 |
$20,000 |
Investor sold |
| 3:17pm |
Metropolitan Transn Auth N Y Ser A |
2011-Nov |
4.000% |
104.375 |
1.740 |
$15,000 |
Investor sold |
| 3:08pm |
New York N Y City Transitional Fiscal 2008-ser S-1 |
2011-Jan |
3.000% |
102.396 |
0.880 |
$150,000 |
Investor sold |
| 2:59pm |
New York St Ser A |
2011-Mar |
3.500% |
103.731 |
0.626 |
$500,000 |
Investor sold |
| 2:38pm |
Brentwood N Y Un Free Sch Dist |
2011-Jun |
3.750% |
103.089 |
1.728 |
$30,000 |
Investor sold |
| 2:28pm |
Portville N Y Cent Sch Dist |
2011-Jun |
4.000% |
101.996 |
2.163 |
$10,000 |
Investor bought |
| 2:21pm |
New York St Twy Auth Gen Rev Bd Antic Nts-ser A |
2011-Jul |
2.500% |
102.267 |
1.100 |
$50,000 |
Investor bought |
| 2:21pm |
New York N Y City Transitional Ref-future Tax Secd-ser B |
2011-Feb |
5.000% |
105.054 |
0.703 |
$105,000 |
Investor sold |
| 2:18pm |
Clarkstown N Y Pub Impt |
2011-Sep |
3.750% |
103.920 |
N/R |
$25,000 |
Inter-dealer |
| 2:18pm |
Clarkstown N Y Pub Impt |
2011-Sep |
3.750% |
103.920 |
1.539 |
$25,000 |
Investor sold |
| 2:08pm |
New York St Twy Auth Second Ser A |
2011-Apr |
5.000% |
105.449 |
0.928 |
$30,000 |
Investor bought |
| 2:07pm |
New York St Twy Auth Second Ser A |
2011-Apr |
5.000% |
105.449 |
0.928 |
$30,000 |
Investor bought |
| 1:41pm |
New York St Loc Govt Ref-sr Lien-ser C |
2011-Apr |
5.000% |
105.906 |
0.600 |
$280,000 |
Investor bought |
| 1:38pm |
New York St Loc Govt Ref-sr Lien-ser C |
2011-Apr |
5.000% |
105.781 |
0.690 |
$280,000 |
Investor sold |
| 1:36pm |
New York St Dorm Auth Revs Insd-mt Sinai Sch Of Medicine |
2011-Jul |
5.000% |
105.024 |
N/R |
$25,000 |
Inter-dealer |
| 1:36pm |
New York St Dorm Auth Revs Insd-mt Sinai Sch Of Medicine |
2011-Jul |
5.000% |
105.524 |
1.492 |
$25,000 |
Investor bought |
| 1:29pm |
New York N Y Cpn N Y C Savers-10%-11/15/11 |
2011-Nov |
N/R |
96.826 |
1.642 |
$15,000 |
Investor sold |
| 1:27pm |
New York St Environmental Facs Ser A |
2011-Dec |
3.000% |
103.788 |
N/R |
$50,000 |
Inter-dealer |
| 1:22pm |
New York N Y Prin N Y C Savers-10%-11/15/11 |
2011-Nov |
N/R |
97.060 |
1.519 |
$10,000 |
Investor sold |
| 1:17pm |
New York N Y Cpn N Y C Savers-10%-11/15/11 |
2011-Nov |
N/R |
97.060 |
1.519 |
$15,000 |
Investor sold |
| 1:16pm |
New York N Y City Mun Wtr Fin Cap Apprec-ser A |
2011-Jun |
N/R |
97.468 |
1.655 |
$15,000 |
Investor sold |