| Time of Trade |
Security Description |
Maturity Date |
Coupon |
Price |
Yield |
Trade Amount |
Trade Type |
| 11:21am |
New York N Y City Indl Dev Agy Yankee Stadium Pj-pilot |
2014-Mar |
5.000% |
107.966 |
N/R |
$150,000 |
Inter-dealer |
| 11:17am |
Northport-east Northport N Y |
2014-Apr |
4.250% |
107.500 |
2.417 |
$25,000 |
Investor sold |
| 11:17am |
Buffalo N Y Fiscal Stability Ser A |
2014-Aug |
5.250% |
111.000 |
2.743 |
$25,000 |
Investor sold |
| 11:15am |
Dryden N Y Cent Sch Dist |
2014-Jun |
5.500% |
102.299 |
N/R |
$20,000 |
Inter-dealer |
| 11:15am |
Dryden N Y Cent Sch Dist |
2014-Jun |
5.500% |
102.424 |
N/R |
$20,000 |
Inter-dealer |
| 11:15am |
Oneida Cnty N Y Pub Impt-ser A |
2014-Apr |
3.250% |
105.170 |
N/R |
$25,000 |
Inter-dealer |
| 11:12am |
Oneida Cnty N Y Pub Impt-ser A |
2014-Apr |
3.250% |
105.257 |
1.989 |
$25,000 |
Investor bought |
| 11:11am |
Yonkers N Y Ref-ser A |
2014-Aug |
5.000% |
107.600 |
3.232 |
$25,000 |
Investor bought |
| 11:08am |
New York N Y City Transitional Fiscal 2007-ser S-1 |
2014-Jul |
4.000% |
107.644 |
2.250 |
$50,000 |
Investor bought |
| 11:08am |
Metropolitan Transn Auth N Y Unrefunded Balance-ser D |
2014-Jul |
5.000% |
107.696 |
1.250 |
$10,000 |
Investor bought |
| 11:08am |
New York N Y City Mun Wtr Fin Second Gen Resolution-ser Ee |
2014-Jun |
4.000% |
110.087 |
1.684 |
$300,000 |
Investor sold |
| 11:08am |
New York N Y City Transitional Fiscal 2007-ser S-1 |
2014-Jul |
4.000% |
107.644 |
N/R |
$50,000 |
Inter-dealer |
| 10:57am |
New York N Y Taxable-ser D |
2014-Oct |
5.000% |
107.376 |
N/R |
$10,000 |
Inter-dealer |
| 10:57am |
New York N Y Taxable-ser D |
2014-Oct |
5.000% |
108.626 |
3.080 |
$10,000 |
Investor bought |
| 10:55am |
New York St Mtg Agy Rev New York St Higher Ed Fin |
2014-Nov |
4.000% |
104.503 |
3.000 |
$45,000 |
Investor bought |
| 10:50am |
New York St Urban Dev Corp Rev St Pers Income Tax |
2014-Dec |
5.000% |
113.899 |
2.080 |
$150,000 |
Investor bought |
| 10:45am |
Jamestown N Y City Sch Dist Ser A |
2014-Nov |
3.500% |
102.991 |
N/R |
$40,000 |
Inter-dealer |
| 10:45am |
Jamestown N Y City Sch Dist Ser A |
2014-Nov |
3.500% |
103.116 |
2.342 |
$40,000 |
Investor bought |
| 10:44am |
New York St Dorm Auth Revs Non Sch Dists-fing Prog-ser A |
2014-Apr |
4.000% |
106.048 |
N/R |
$20,000 |
Inter-dealer |
| 10:44am |
New York St Dorm Auth Revs Non Sch Dists-fing Prog-ser A |
2014-Apr |
4.000% |
107.109 |
2.269 |
$20,000 |
Investor bought |
| 10:42am |
New York St Ref-ser F |
2014-Jun |
4.500% |
109.493 |
N/R |
$30,000 |
Inter-dealer |
| 10:42am |
New York St Ref-ser F |
2014-Jun |
4.500% |
110.243 |
1.518 |
$30,000 |
Investor bought |
| 10:33am |
New York St Dorm Auth Revs 4201 Schs Prog |
2014-Jul |
5.250% |
101.106 |
3.854 |
$5,000 |
Investor bought |
| 10:32am |
New York St Urban Dev Corp Rev St Pers Income Tax |
2014-Dec |
5.000% |
114.259 |
2.010 |
$200,000 |
Investor bought |
| 10:32am |
New York St Urban Dev Corp Rev St Pers Income Tax |
2014-Dec |
5.000% |
114.259 |
2.010 |
$100,000 |
Investor bought |
| 10:32am |
New York St Urban Dev Corp Rev St Pers Income Tax |
2014-Dec |
5.000% |
114.259 |
2.010 |
$45,000 |
Investor bought |
| 10:32am |
New York St Urban Dev Corp Rev St Pers Income Tax |
2014-Dec |
5.000% |
114.259 |
2.010 |
$100,000 |
Investor bought |
| 10:32am |
New York St Urban Dev Corp Rev St Pers Income Tax |
2014-Dec |
5.000% |
114.156 |
2.030 |
$1,000,000+ |
Investor bought |
| 10:31am |
New York St Urban Dev Corp Rev St Pers Income Tax |
2014-Dec |
5.000% |
114.259 |
N/R |
$445,000 |
Inter-dealer |
| 10:28am |
New York St Ref-ser C |
2014-Feb |
3.000% |
105.820 |
1.550 |
$50,000 |
Investor bought |
| 10:20am |
New York St Mtg Agy Rev New York St Higher Ed Fin |
2014-Nov |
4.000% |
104.503 |
3.000 |
$10,000 |
Investor bought |
| 10:19am |
Freeport N Y Un Free Sch Dist Ref |
2014-Dec |
4.000% |
107.990 |
N/R |
$50,000 |
Inter-dealer |
| 10:18am |
New York St Dorm Auth Revs Cap Apprec-mem Sloan Ctr-ser 1 |
2014-Jul |
N/R |
91.678 |
N/R |
$50,000 |
Inter-dealer |
| 10:17am |
Freeport N Y Un Free Sch Dist Ref |
2014-Dec |
4.000% |
107.896 |
N/R |
$50,000 |
Inter-dealer |
| 10:17am |
New York St Urban Dev Corp Rev St Pers Income Tax |
2014-Dec |
5.000% |
114.003 |
N/R |
$1,000,000+ |
Inter-dealer |
| 10:17am |
New York St Urban Dev Corp Rev St Pers Income Tax |
2014-Dec |
5.000% |
114.053 |
N/R |
$1,000,000+ |
Inter-dealer |
| 10:14am |
New York St Dorm Auth Revs Cap Apprec-mem Sloan Ctr-ser 1 |
2014-Jul |
N/R |
91.678 |
1.904 |
$50,000 |
Investor bought |
| 10:14am |
New York N Y Ser E |
2014-Aug |
4.400% |
108.377 |
2.019 |
$50,000 |
Investor bought |
| 10:10am |
New York St Ref-ser C |
2014-Feb |
3.000% |
105.737 |
1.570 |
$1,000,000+ |
Investor bought |
| 10:08am |
New York St Ref-ser C |
2014-Feb |
3.000% |
105.820 |
1.550 |
$50,000 |
Investor bought |
| 10:06am |
New York N Y Ser J |
2014-Mar |
5.000% |
111.176 |
2.230 |
$100,000 |
Investor bought |
| 10:05am |
New York St Dorm Auth Revs 4201 Schs Prog |
2014-Jul |
5.250% |
99.180 |
5.453 |
$5,000 |
Investor sold |
| 10:04am |
New York St Ref-ser C |
2014-Feb |
3.000% |
105.695 |
1.580 |
$1,000,000+ |
Investor bought |
| 10:04am |
New York St Ref-ser C |
2014-Feb |
3.000% |
105.695 |
1.580 |
$1,000,000+ |
Investor bought |
| 10:02am |
New York N Y Ser J |
2014-Mar |
5.000% |
110.915 |
N/R |
$100,000 |
Inter-dealer |
| 9:54am |
New York St Environmental Facs Environment-ser A |
2014-Dec |
5.250% |
115.771 |
N/R |
$80,000 |
Inter-dealer |
| 9:54am |
New York St Environmental Facs Environment-ser A |
2014-Dec |
5.250% |
115.771 |
1.950 |
$80,000 |
Investor bought |
| 9:47am |
New York N Y City Transitional Sub-future Tax Secd-ser B |
2014-Nov |
5.000% |
114.750 |
N/R |
$50,000 |
Inter-dealer |
| 9:46am |
New York N Y City Transitional Sub-future Tax Secd-ser B |
2014-Nov |
5.000% |
114.750 |
1.849 |
$50,000 |
Investor bought |
| 9:42am |
New York N Y City Mun Wtr Fin Cap Apprec-ser B |
2014-Jun |
N/R |
81.210 |
8.989 |
$5,000 |
Investor bought |